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Kennedy Pearce
London, UNITED KINGDOM
(on-site)
Posted
2 days ago
Kennedy Pearce
London, UNITED KINGDOM
(on-site)
Job Function
Legal Support
Central Compliance Associate
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Central Compliance Associate
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
***CENTRAL COMPLIANCE ASSOCIATE - 12 MONTH MATERNITY CONTRACT ***A leading commodities firm with a strong market presence and reputation are looking for a generalist to join their core/central Compliance team.
Duties and Responsibilities of a Central Compliance Associate
- Dealing with PA Dealing and gifts requests
- Reviewing and approving financial promotions
- Drafting policies, assessing the commercial impact of new regulations
- Collating MI and making reports
- Assisting with monitoring and training and dealing with queries from the Regulator and the Exchanges.
Attributes and Qualifications required for Central Compliance Associate
You will have 1-3 years' experience ideally gained from a commodities/securities trading or brokerage background. £55K plus benefits.
Job ID: 81918995
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