Description

Compliance Associate / Analyst

City of London

Permanent

cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis.

The responsibilities of the candidate will include:

• Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements

• Identify and monitor regulatory and financial crime risks across the business

• Assist in developing compliance frameworks, policies, and procedures

• Conduct horizon scanning and assess regulatory changes

• Provide compliance advice and support reporting and regulatory submissions

• Help investigate and resolve compliance issues

• Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO

• Contribute to trade surveillance, communications monitoring, and policy reviews

• Provide cover for the Compliance Manager and assist with ad hoc projects

The successful candidate will have:

• Bachelor's degree in law, finance, risk or related discipline preferred

• Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential

• 1-3 years of experience in compliance within wholesale banking and/or trade finance

• A good understanding of regulatory rules/laws, industry issues and business operations

• Knowledge of financial crime and regulatory requirements