Description

My Client is a Chinese Investment bank and they are urgently seeking for an ED/Director level SFC Signing Principal to cope with their rapid expansion. Salary is highly competitive

Responsibilities:

• Provide regular market and strategy updates to sales teams
• Supervise the execution of corporate finance transactions including IPOs, financial advisory, takeovers, mergers and acquisitions and other fund raising activities
• Manage corporate finance transactions which include due diligence work, record keeping, internal compliance work and coordination and management of other professional parties on the transactions
• Communicate with clients, professional parties and the regulators including the Stock Exchange and the SFC
• Assist the department head to manage corporate finance transactions which include internal approvals and compliance work
• Work independently in the origination/evaluation of potential deals, marketing initiatives, and management of client relationship

Requirements:

• Degree holder in accounting, finance, or law in a reputable university is preferred. MBA, CPA and/or CFA is highly preferred
• SFC Type 1 and Type 6 RO licenses
• An existing sponsor principal and RO of your current employer or possess the eligibility criteria including the required experiences and qualification to apply for RO and sponsor principal license
• Possess 8 - 12 years' relevant HK IPO / corporate finance experience with proven track record of supervising / managing IPO and financial advisory deals, i.e. Supervised and completed at least 5 IPOs from start to finish. Prior experience in Chinese organizations / banks is preferred
• Good understanding of securities market, investment banking and corporate finance activities
• Sound knowledge in the Listing Rules, Takeovers Code and other relevant rules and regulations, preferable sponsor principal
• Good command of Mandarin Chinese and English
• Titles will depend on the candidate's abilities and experience