Description

About the Opportunity
Job Type: Permanent

Application Deadline: 13 April 2026

Job Description

Title Senior Manager, Investment Compliance Advisory

Department Investment Compliance

Location Hong Kong

Reports To Head of Asia Investment Compliance Advisory

Level 6 - Senior Manager

Introduction

We help our clients invest for the future and to live the lives they want to lead. It's a responsibility we take seriously and it inspires us to do the right thing. Not just for our clients, but for each other and the world around us too. So join our Investment Compliance team and feel proud of the work you're part of.

About your team

Investment Compliance Advisory is responsible for providing compliance advice and support on FIL's investment management process to our investment teams which includes portfolio managers, research analysts, trading desks, corporate finance, and their respective support groups. Investment Compliance Advisory also advises other non-investment functions including Retail/Institutional distribution teams on the interpretation of fund prospectuses and client guidelines, including providing guidance to other Investment Compliance teams in relation to coding rules into the compliance monitoring system as well as interpreting end-of-day compliance monitoring alerts.

About your role

Reporting to the Head of Asia Investment Compliance Advisory, your role is to be actively engaged in providing compliance advice and regulatory support to the investment teams, not only within the region but across our global footprint. You will be responsible for keeping abreast of, monitoring, and analyzing regulatory trends and changes to the various rules and regulations impacting FIL's investment functions and will be working closely in advising internal stakeholders on the impact of such trends and changes. You will also be supporting the development, review and implementation of changes to policies and procedures related to FIL's investment functions, including management and safekeeping of material, non-public information, to ensure compliance with applicable regulations. You will maintain a close working relationship with our distribution teams servicing both Retail and Institutional clients by promoting collaboration and championing a strong compliance culture. Not only with our business stakeholders but establishing a strong partnership with other Investment Compliance teams would be key to ensure fund and client restrictions are interpreted and monitored adequately. All of this enables us to operate our investment function in a compliant way, and you will play a pivotal role in FIL helping our clients build better financial futures.

About you

• 8+ years experience in a Compliance function advising investment teams within a large, global asset management firm or other relevant environment.
• Strong knowledge of buy-side investment processes and various asset classes including equities, fixed income, multi-asset and derivatives amongst others.
• Guideline interpretation and rule coding experience in compliance monitoring systems (e.g. Charles River).
• Experience in analysing, advising, managing, and implementing controls around the safekeeping of material, non-public information.
• Ability to build relationships of trust with senior management in the business and from Compliance and other oversight and control teams.
• Positive team player, ability to be flexible and adapt to a changing environment.
• Strong analytical skills, problem-solving ability and attention to detail, with investigative and questioning nature and ability to make sound decisions.
• Strong self-motivation, organisation, prioritisation, and time management skills, with being accustomed to adapting to unforeseen changes.

Feel rewarded

For starters, we'll offer you a comprehensive benefits package. We'll value your wellbeing and support your development. And we'll be as flexible as we can about where and when you work - finding a balance that works for all of us. It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.

For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.