Description

Trade Compliance role with a leading financial institution; oversee regulatory controls, cross‑border rules.

Your new company

Our client is a fast‑expanding financial institution operating across major Asian markets. With strong technology capability and a robust governance framework, the firm is committed to building a world‑class compliance culture to support its diversified trading and investment activities.

Your new role

You will be responsible for overseeing end‑to‑end trade compliance functions, ensuring all trading and investment activities adhere to global and regional regulatory requirements. Key duties include:

• Monitoring pre‑ and post‑trade compliance controls and alert management
• Reviewing investment guideline restrictions and liaising with portfolio managers
• Implementing and enhancing compliance policies, manuals, and monitoring programmes
• Managing cross‑border regulatory rules, reporting obligations, and market conduct requirements
• Supporting regulatory inquiries, audits, and internal governance reviews
• Providing compliance training to stakeholders and maintaining updated regulatory intelligence

What you'll need to succeed

• Bachelor's degree in Finance, Law, or related discipline
• 3-7 years' experience in trade compliance, investment compliance, or similar regulatory functions within asset management, fintech, or financial institutions
• Strong understanding of global trade rules, cross‑border regulations, and investment restrictions
• Hands‑on experience with compliance monitoring systems is preferred
• Detail‑oriented, proactive, and confident in stakeholder communication

What you need to do now

If you're interested in this role, click 'apply now' to forward an up‑to‑date copy of your CV, or share your profile to rowina.lo@hays.com.hk.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.