Description

Job Description:

We are working with a well-established and leading Brokerage Firm and they are looking for talents to join their team as their Senior Compliance Officer in their Malaysia Office.

This is an excellent opportunity for seasoned talents with a strong experience in the Compliance domain that are looking to join a rapidly growing Firm to support their business build-out as they grow and establish their presence in the Malaysian market.

Whether you are a Compliance Officer with current expertise in Cash Equities, Derivatives or Fixed-Income Products - if you came from a background with Derivatives Product experience or had worked in a brokerage firm before, the team is more than happy to have a chat with you to discuss further!

With the global teams, supportive and collaborative culture within the company, this is a valuable opportunity for talents with strong experience in Compliance background to make an impact and be part of the growing team in their Malaysia Office.

Roles Available:

1. Senior Compliance Officer - Leading Brokerage Firm - Malaysia Role [PERM]

Why Apply?

1. Opportunities to be part of a leading Brokerage Firm to support their growing business demands and establish their presence in the Malaysia market!
2. YOU are the key person that the team goes to for hands-on compliance related inquiries and process setup!
3. YOU get to shape their compliance workflow and work directly with the CEO and Securities Commission to get things done.
4. Highly motivated team from a very experienced and respected background - very collaborative and supportive environment!

What Do You Need?

1. Hands-on experience in Compliance Workflow setup and execution for Equi
2. Strong knowledge and understanding in financial products - Cash Equities, Derivatives, Fixed-Income are all welcomed - EQD, Futures and Warrants experiences is a strong plus!
3. 10+ Years of Experience.
4. Strong experience working directly with senior stakeholders and the Securities Commission is a must
5. Current license holder for Futures and EQD products is a strong plus!
6. Strong communication and stakeholder management skills
7. Desire to make a real impact on the business as you pro-actively influence the Compliance Workflow of the team!

If the roles sounds attractive to you, click and apply or submit your CV to [email protected]!

For more information, please feel free to reach out to Anson Cheng at +852 9016 7537 (WhatsApp / Signal) to learn more!

*Kindly note that relocation and visa sponsorship is not available for this role*